SEC Form 4 · accession 0001123292-18-000416
HACKETT GROUP, INC. · HCKT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ted A Fernandez
Officer — Chairman and CEO
Period of report
Feb 23, 2018
Accepted (ET)
Feb 27, 2018 · 8:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001057379
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 23, 2018 | F | 40,822 | $18.34 | D | 3,443,938 | D | |
| Common Stock | holding | — | — | — | 69,948 | I | Christina Fernandez | |
| Common Stock | holding | — | — | — | 87,143 | I | Ted A. Fernandez, Jr. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were delivered by the reporting person in satisfaction of withholding taxes in connection with the recent vesting of certain restricted stock units (RSUs) acquired through prior grants, as permitted under the Hackett Group, Inc.'s 1998 Stock Option and Incentive Plan.
- F2Includes 195,792 unvested RSUs. Includes net shares which could be acquired upon the exercise of 1,912,500 vested performance SARs with an exercise price of $4.00. Calculated as of February 26, 2018, the amount of such shares was 1,491,939. The SARs may be settled in cash or stock at the issuer's discretion.