SEC Form 4 · accession 0001123292-18-000415
HACKETT GROUP, INC. · HCKT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David N Dungan
Officer — Vice Chairman and COO · Director
Period of report
Feb 23, 2018
Accepted (ET)
Feb 27, 2018 · 8:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001057379
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 23, 2018 | F | 24,703 | $18.34 | D | 1,413,001 | D | |
| Common Stock | holding | — | — | — | 95,000 | I | Jeanine G. Dungan Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were delivered by the reporting person in satisfaction of withholding taxes in connection with the recent vesting of certain restricted stock units (RSUs) acquired through prior grants, as permitted under the Hackett Group, Inc.'s 1998 Stock Option and Incentive Plan.
- F2Includes 102,797 unvested RSUs. Includes net shares which could be acquired upon the exercise of 1,004,064 vested performance SARs with an exercise price of $4.00. Calculated as of February 26, 2018, the amount of such shares was 783,269. The SARs may be settled in cash or stock at the issuer's discretion.