SEC Form 4 · accession 0001123292-18-000374
HACKETT GROUP, INC. · HCKT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David N Dungan
Officer — Vice Chairman and COO · Director
Period of report
Feb 16, 2018
Accepted (ET)
Feb 21, 2018 · 6:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001057379
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 16, 2018 | A | 38,835 | $0.00 | A | 1,417,427 | D | |
| Common Stock | holding | — | — | — | 95,000 | I | Jeanine G. Dungan Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a grant of restricted stock units (RSUs). The RSUs vest in three equal installments beginning February 16, 2019. Upon vesting of the RSUs, the reporting person receives shares of common stock on a one-for-one basis.
- F2Includes 163,822 unvested RSUs. Includes net shares which could be acquired upon the exercise of 1,004,064 vested performance SARs with an exercise price of $4.00. Calculated as of February 20, 2018, the amount of such net shares was 762,992. The SARs may be settled in cash or stock at the issuer's discretion.