SEC Form 4 · accession 0001123292-17-000468
HACKETT GROUP, INC. · HCKT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David N Dungan
Officer — Vice Chairman and COO · Director
Period of report
Feb 17, 2017
Accepted (ET)
Feb 22, 2017 · 6:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001057379
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 17, 2017 | A | 71,729 | $0.00 | A | 1,384,520 | D | |
| Common Stock | holding | — | — | — | 95,000 | I | Jeanine G. Dungan Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a grant of restricted stock units (RSUs). The RSUs vest in three equal installments beginning February 17, 2018. Upon vesting of the RSUs, the reporting person receives shares of common stock on a one-for-one basis.
- F2Includes 124,987 unvested RSUs. Includes net shares which could be acquired upon the exercise of 1,004,063 vested performance SARs with an exercise price of $4.00. Calculated as of February 21, 2017, the amount of such net shares was 768,920. The SARs may be settled in cash or stock at the issuer's discretion.