SEC Form 4 · accession 0001123292-17-000467
HACKETT GROUP, INC. · HCKT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ted A Fernandez
Officer — Chairman and CEO
Period of report
Feb 17, 2017
Accepted (ET)
Feb 22, 2017 · 6:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001057379
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 17, 2017 | A | 136,627 | $0.00 | A | 3,383,458 | D | |
| Common Stock | holding | — | — | — | 69,948 | I | Christina Fernandez | |
| Common Stock | holding | — | — | — | 87,143 | I | Ted A. Fernandez, Jr. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a grant of restricted stock units (RSUs). The RSUs vest in three equal installments beginning February 17, 2018. Upon vesting of the RSUs, the reporting person receives shares of common stock on a one-for-one basis.
- F2Includes 238,046 unvested RSUs. Includes net shares which could be acquired upon the exercise of 1,912,500 vested performance SARs with an exercise price of $4.00. Calculated as of February 21, 2017, the amount of such net shares was 1,464,608. The SARs may be settled in cash or stock at the issuer's discretion.