SEC Form 4 · accession 0001123292-16-002253
HACKETT GROUP, INC. · HCKT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
David N Dungan
Officer — Vice Chairman and COO · Director
Period of report
May 6, 2016
Accepted (ET)
May 10, 2016 · 6:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001057379
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 6, 2016 | D | 732,143 | $14.77 | D | 1,207,407 | D | |
| Common StockF3 | May 6, 2016 | G | 100,000 | $0.00 | D | 95,000 | I | By Jeanie G. Dungan Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Exempt disposition to the Issuer pursuant to Rule 16b-3(e).
- F2Includes 104,387 unvested RSUs. Includes net shares which could be acquired upon the exercise of 1,004,063 vested performance SARs with an exercise price of $4.00. Calculated as of May 10, 2016, the amount of such net shares was 739,662. The SARs may be settled in cash or stock at the Issuer's discretion.
- F3These shares were gifted for zero consideration (other than customary tax benefits) to Fidelity Charitable Gift Fund.