SEC Form 4 · accession 0001123292-16-001886
HACKETT GROUP, INC. · HCKT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ted A Fernandez
Officer — Chairman and CEO · Director
Period of report
Feb 29, 2016
Accepted (ET)
Mar 2, 2016 · 6:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001057379
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Feb 29, 2016 | S | 12,500 | $14.00 | D | 2,532,852 | D | |
| Common StockF2,F3 | Mar 1, 2016 | S | 12,500 | $13.95 | D | 2,520,352 | D | |
| Common Stock | holding | — | — | — | 69,948 | I | Cristina Fernandez | |
| Common Stock | holding | — | — | — | 87,143 | I | Ted A. Fernandez, Jr. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales of shares effected pursuant to a Rule 10b5-1 trading plan.
- F2The price reported represents the weighted average sale price of the shares disposed of. The actual sale prices for the transactions on March 1, 2016 ranged from $13.89 to $14.08. The Reporting Person has provided to the Issuer, and hereby undertakes to provide upon request by the U.S. Securities and Exchange Commission staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F3Includes 198,796 unvested RSUs. Does not include net shares which could be acquired upon the exercise of 1,912,500 vested performance SARs with an exercise price of $4.00. Calculated as of March 1, 2016, the amount of such net shares was 1,368,790. The SARs may be settled in cash or stock at the Issuer's discretion.