SEC Form 4 · accession 0001123292-16-001885
HACKETT GROUP, INC. · HCKT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David N Dungan
Officer — Vice Chairman and COO · Director
Period of report
Feb 29, 2016
Accepted (ET)
Mar 2, 2016 · 6:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001057379
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Feb 29, 2016 | S | 5,104 | $13.95 | D | 1,204,992 | D | |
| Common StockF2,F3 | Mar 1, 2016 | S | 5,104 | $13.99 | D | 1,199,888 | D | |
| Common StockF4 | Mar 2, 2016 | G | 10,000 | $0.00 | D | 195,000 | I | By Jeanie G. Dungan Trust dated August 5, 1998 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales of shares effected pursuant to a Rule 10b5-1 trading plan.
- F2The price reported represents the weighted average sale price of the shares disposed of. The actual sale prices for the transactions on February 29, 2016 ranged from $13.82 to $14.13 and the actual sale prices for the transactions on March 1, 2016 ranged from $13.89 to $14.07. The Reporting Person has provided to the Issuer, and hereby undertakes to provide upon request by the U.S. Securities and Exchange Commission staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F3Includes 104,387 unvested RSUs. Does not include net shares which could be acquired upon the exercise of 1,004,063 vested performance SARs with an exercise price of $4.00. Calculated as of March 1, 2016, the amount of such net shares was 718,615. The SARs may be settled in cash or stock at the Issuer's discretion.
- F4These shares were gifted for zero consideration (other than customary tax benefits) to Fidelity Charitable Gift Fund.