SEC Form 4 · accession 0001123292-15-001378
HACKETT GROUP, INC. · HCKT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David N Dungan
Officer — Vice Chairman and COO · Director
Period of report
Dec 1, 2015
Accepted (ET)
Dec 1, 2015 · 6:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001057379
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 1, 2015 | G | 10,000 | $0.00 | D | 205,000 | I | By Jeanine G. Dungan Trust dated August 5, 1998 |
| Common StockF3 | holding | — | — | — | 1,198,361 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transaction effected pursuant to a Rule 10b5-1 trading plan.
- F2These shares were gifted for zero consideration (other than customary tax benefits) to Fidelity Charitable Gift Fund.
- F3Includes 111,196 unvested RSUs. Does not include net shares which could be acquired upon the exercise of 502,031 vested performance SARs with an exercise price of $4.00. Calculated as of the record date for the Issuer's 2015 annual meeting of shareholders, the amount of such net shares was 273,836.