SEC Form 4 · accession 0001123292-15-001371
HACKETT GROUP, INC. · HCKT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David N Dungan
Officer — Vice Chairman and COO · Director
Period of report
Nov 25, 2015
Accepted (ET)
Nov 30, 2015 · 5:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001057379
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Nov 30, 2015 | S | 5,104 | $18.89 | D | 1,198,361 | D | |
| Common StockF2,F3 | Nov 27, 2015 | S | 10,208 | $18.85 | D | 1,203,465 | D | |
| Common StockF2,F3 | Nov 25, 2015 | S | 5,104 | $18.72 | D | 1,213,673 | D | |
| Common Stock | holding | — | — | — | 215,000 | I | By Jeanie G. Dungan Trust dated August 5, 1998 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales of shares effected pursuant to a Rule 10b5-1 trading plan.
- F2The price reported represents the weighted average sale price of the shares disposed of. The actual sale prices for the transactions on 11/30/15 ranged from $18.80 to $19.04, the actual sale prices for the transactions on 11/27/15 ranged from $18.61 to $19.09, and the actual sale prices for the transactions on 11/25/15 ranged from $18.59 to $18.90. The Reporting Person has provided to the Issuer, and hereby undertakes to provide upon request by the U.S. Securities and Exchange Commission staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F3Includes 111,196 unvested RSUs. Does not include net shares which could be acquired upon the exercise of 502,031 vested performance SARs with an exercise price of $4.00. Calculated as of the record date for the Issuer's 2015 annual meeting of shareholders, the amount of such net shares was 273,836.