SEC Form 4/A · accession 0001123292-15-001141
HACKETT GROUP, INC. · HCKT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
David N Dungan
Officer — Vice Chairman and COO · Director
Period of report
Aug 25, 2015
Accepted (ET)
Sep 1, 2015 · 7:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001057379
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3,F4 | Aug 25, 2015 | S | 20,416 | $14.01 | D | 1,218,777 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales of shares effected pursuant to a Rule 10b5-1 trading plan.
- F2The price reported represents the weighted average sale price of the shares disposed of. The actual sale prices ranged from $13.74 to $14.21. The Reporting Person has provided to the Issuer, and hereby undertakes to provide upon request by the U.S. Securities and Exchange Commission staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F3Includes 111,196 unvested RSUs. Does not include net shares which could be acquired upon the exercise of 502,031 vested performance SARs with an exercise price of $4.00. Calculated as of the record date for the Issuer's 2015 annual meeting of shareholders, the amount of such net shares was 273,836.
- F4This amendment corrects the number of shares reported as directly owned by the Reporting Person in Table I, Column 5. The Reporting Person's correct ownership was disclosed in the Issuer's proxy statement filed on March 25, 2015.