SEC Form 4 · accession 0001209191-17-021613
PC TEL INC · PCTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W Schoen
Officer — CFO
Period of report
Mar 15, 2017
Accepted (ET)
Mar 20, 2017 · 10:04 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001057083
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Mar 15, 2017 | A | 14,000 | $5.97 | A | 39,462 | D | |
| Common | Mar 16, 2017 | Z | 9,212 | $5.53 | D | 30,250 | D | |
| Common | Mar 16, 2017 | Z | 9,212 | $5.53 | A | 33,409 | I | John W. Schoen III Living Trust |
| Common | Mar 16, 2017 | F | 2,814 | $5.97 | D | 30,595 | I | John W. Schoen III Living Trust |
| Common | holding | — | — | — | 85,000 | I | Denise F. Schoen Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Service-based Restricted stock award vests 100% on February 11, 2019.
- F2Transfer of shares to/from John W. Schoen III Living Trust
- F3Settlement of tax withholding obligations, exempt from Section 16(b) under Rule 16b-3(e).