SEC Form 4 · accession 0001209191-15-002948
PC TEL INC · PCTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Giacomo Marini
Director
Period of report
Jan 6, 2015
Accepted (ET)
Jan 7, 2015 · 6:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001057083
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Jan 6, 2015 | Z | 13,338 | $8.70 | A | 49,092 | I | Giacomo Marini Trustee of Giacomo Marini Trust dtd 11/2/2005 |
| CommonF2 | Jan 6, 2015 | M | 13,338 | $0.00 | A | 13,338 | D | |
| Common | Jan 6, 2015 | Z | 13,338 | $8.70 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3,F4 | — | Jan 6, 2015 | M | 13,338 | D | — | — | Common Stock | 13,338 | 0 | D |
Explanation of responses
- F1Transfer of shares to/from Giacomo Marini Trust dtd 11/2/2005
- F2Each restricted stock unit represents a contingent right to receive one share of PCTEL stock
- F3The restricted stock shares vested on various grant dates as previously reported. The restricted stock shares are being paid to Director pursuant to the terms of the Deferred Stock Plan and Director's last properly completed Election Form.
- F4Reflects the vesting of previously restricted stock shares and additional restricted stock shares as a result of dividend equivalents paid pursuant to the terms of the Deferred Stock Plan.