SEC Form 4 · accession 0001209191-18-059428
MARINEMAX INC · HZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Allen Watters
Director
Period of report
Nov 20, 2018
Accepted (ET)
Nov 20, 2018 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001057060
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 20, 2018 | M | 10,000 | $2.81 | A | 77,413 | D | |
| Common StockF1 | Nov 20, 2018 | S | 10,000 | $22.08 | D | 67,413 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Options (Right to Buy)F2 | $2.81 | Nov 20, 2018 | M | 10,000 | D | — | Nov 20, 2018 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $22.00 to $22.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F21/12 of the options granted vested and became exercisable on a monthly basis for a one-year period beginning on the date of grant of November 20, 2008.