SEC Form 4 · accession 0001209191-18-057231
MARINEMAX INC · HZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael H McLamb
Officer — Executive VP, CFO and Sec · Director
Period of report
Nov 1, 2018
Accepted (ET)
Nov 5, 2018 · 5:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001057060
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 1, 2018 | M | 33,400 | $15.80 | A | 151,818 | D | |
| Common StockF2 | Nov 1, 2018 | S | 15,000 | $22.95 | D | 136,818 | D | |
| Common StockF3 | Nov 1, 2018 | S | 18,400 | $23.64 | D | 118,418 | D | |
| Common Stock | Nov 2, 2018 | M | 6,600 | $15.80 | A | 125,018 | D | |
| Common StockF4 | Nov 2, 2018 | S | 6,600 | $24.26 | D | 118,418 | D | |
| Common StockF6 | Nov 2, 2018 | S | 18,475 | $24.88 | D | 99,943 | D | |
| Common Stock | Nov 5, 2018 | S | 1,525 | $25.05 | D | 98,418 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy) | $15.80 | Nov 1, 2018 | M | 33,400 | D | Nov 7, 2016 | Nov 7, 2023 | Common Stock | 33,400 | 6,600 | D |
| Employee Stock Options (Right to Buy) | $15.80 | Nov 2, 2018 | M | 6,600 | D | Nov 7, 2016 | Nov 7, 2023 | Common Stock | 6,600 | 0 | D |
Explanation of responses
- F1The shares were exercised and sold pursuant to a 10b5-1 Sales Plan.
- F2This transaction was executed in multiple trades at prices ranging from $22.75 to $23.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F3This transaction was executed in multiple trades at prices ranging from $23.50 to $24.06. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F4This transaction was executed in multiple trades at prices ranging from $24.05 to $24.41. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F5The shares were sold pursuant to a 10b5-1 Sales plan.
- F6This transaction was executed in multiple trades at prices ranging from $24.41 to $25.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.