SEC Form 4 · accession 0001209191-18-053244
MARINEMAX INC · HZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Allen Watters
Director
Period of report
Sep 30, 2018
Accepted (ET)
Oct 2, 2018 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001057060
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 30, 2018 | A | 382 | $21.25 | A | 62,413 | D | |
| Common Stock | Oct 1, 2018 | M | 2,500 | $7.23 | A | 64,913 | D | |
| Common StockF3 | Oct 1, 2018 | S | 2,500 | $21.17 | D | 62,413 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy) | $7.23 | Oct 1, 2018 | M | 2,500 | D | Oct 1, 2009 | Oct 1, 2018 | Common Stock | 2,500 | 0 | D |
Explanation of responses
- F1The shares were issued to the reporting person representing a part of the quarterly portion of the director's annual retainer fee.
- F2The shares were exercised and sold pursuant to a 10b5-1 Sales Plan.
- F3This transaction was executed in multiple trades at prices ranging from $20.88 to $21.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.