SEC Form 4 · accession 0001209191-18-028351
MARINEMAX INC · HZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony E. Cassella Jr.
Officer — VP & Chief Accounting Officer
Period of report
May 3, 2018
Accepted (ET)
May 7, 2018 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001057060
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 3, 2018 | M | 2,500 | $15.80 | A | 15,420 | D | |
| Common StockF3 | May 3, 2018 | S | 2,500 | $23.30 | D | 12,920 | D | |
| Common Stock | May 4, 2018 | M | 11,100 | $15.80 | A | 24,020 | D | |
| Common StockF4 | May 4, 2018 | S | 11,100 | $22.80 | D | 12,920 | D | |
| Common Stock | May 7, 2018 | M | 1,400 | $15.80 | A | 14,320 | D | |
| Common Stock | May 7, 2018 | S | 1,400 | $22.80 | D | 12,920 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy) | $15.80 | May 3, 2018 | M | 2,500 | D | Nov 7, 2016 | Nov 7, 2023 | Common Stock | 2,500 | 12,500 | D |
| Employee Stock Options (Right to Buy) | $15.80 | May 4, 2018 | M | 11,100 | D | Nov 7, 2016 | Nov 7, 2023 | Common Stock | 11,100 | 1,400 | D |
| Employee Stock Options (Right to Buy) | $15.80 | May 7, 2018 | M | 1,400 | D | Nov 7, 2016 | Nov 7, 2023 | Common Stock | 1,400 | 0 | D |
Explanation of responses
- F1The shares were exercised and sold pursuant to a 10b5-1 Sales Plan.
- F2Includes 920 shares acquired under the MarineMax Employee Stock Purchase Plan on various dates during Q3 of fiscal 2018.
- F3This transaction was executed in multiple trades at prices ranging from $23.30 to $23.33. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F4This transaction was executed in multiple trades at prices ranging from $22.80 to $22.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.