SEC Form 4 · accession 0001209191-18-028349
MARINEMAX INC · HZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles A Cashman
Officer — EVP & Chief Revenue Officer
Period of report
May 3, 2018
Accepted (ET)
May 7, 2018 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001057060
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 3, 2018 | M | 3,600 | $15.80 | A | 20,350 | D | |
| Common StockF3 | May 3, 2018 | S | 3,600 | $23.30 | D | 16,750 | D | |
| Common Stock | May 4, 2018 | M | 3,476 | $15.80 | A | 20,226 | D | |
| Common Stock | May 4, 2018 | S | 3,476 | $22.85 | D | 16,750 | D | |
| Common Stock | May 7, 2018 | M | 17,924 | $15.80 | A | 34,674 | D | |
| Common StockF4 | May 7, 2018 | S | 17,924 | $22.86 | D | 16,750 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy) | $15.80 | May 3, 2018 | M | 3,600 | D | Nov 7, 2016 | Nov 7, 2023 | Common Stock | 3,600 | 21,400 | D |
| Employee Stock Options (Right to Buy) | $15.80 | May 4, 2018 | M | 3,476 | D | Nov 7, 2016 | Nov 7, 2023 | Common Stock | 3,476 | 17,924 | D |
| Employee Stock Options (Right to Buy) | $15.80 | May 7, 2018 | M | 17,924 | D | Nov 7, 2016 | Nov 7, 2023 | Common Stock | 17,924 | 0 | D |
Explanation of responses
- F1The shares were exercised and sold pursuant to a 10b5-1 Sales Plan.
- F2Includes 1,497 shares acquired under the MarineMax Employee Stock Purchase Plan on various dates during Q3 of fiscal 2018.
- F3This transaction was executed in multiple trades at prices ranging from $23.30 to $23.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F4This transaction was executed in multiple trades at prices ranging from $22.85 to $22.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.