SEC Form 4 · accession 0001209191-18-005992
MARINEMAX INC · HZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paulee C Day
Officer — EVP & Chief Legal Officer
Period of report
Jan 26, 2018
Accepted (ET)
Jan 30, 2018 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001057060
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 26, 2018 | M | 3,054 | $15.80 | A | 27,729 | D | |
| Common StockF2 | Jan 26, 2018 | S | 3,054 | $24.06 | D | 24,675 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $15.80 | Jan 26, 2018 | M | 3,054 | D | Nov 7, 2016 | Nov 7, 2023 | Common Stock | 3,054 | 13,946 | D |
Explanation of responses
- F1The shares were exercised and sold pursuant to a 10b5-1 Sales Plan.
- F2This transaction was executed in multiple trades at prices ranging from $24.05 to $24.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F3The total number of options granted vested and became exercisable on November 7, 2016.