SEC Form 4 · accession 0001209191-17-058459
MARINEMAX INC · HZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony E. Cassella Jr.
Officer — VP & Chief Accounting Officer
Period of report
Oct 27, 2017
Accepted (ET)
Oct 31, 2017 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001057060
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Based Restricted Stock UnitsF1,F2 | — | Oct 27, 2017 | A | 3,000 | A | — | — | Common Stock | 3,000 | 3,000 | D |
| Performance Based Restricted Stock UnitsF1,F3 | — | Oct 27, 2017 | A | 6,337 | A | — | — | Common Stock | 6,337 | 6,337 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Marinemax, Inc. Common Stock.
- F2The performance-based restricted stock units vest on September 30, 2018. These units were awarded based on performance criteria established on November 15, 2014 and tied to inventory management and operations during fiscal 2017.
- F3The performance-based restricted stock units vest on September 30, 2019. These units were awarded based on performance criteria established on November 14, 2016 and tied to inventory management and operations during fiscal 2017.