SEC Form 4 · accession 0001209191-17-021103
MARINEMAX INC · HZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Brett McGill
Officer — EVP & Chief Operating Officer
Period of report
Mar 15, 2017
Accepted (ET)
Mar 16, 2017 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001057060
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 15, 2017 | M | 4,794 | $15.80 | A | 18,428 | D | |
| Common Stock | Mar 15, 2017 | S | 4,794 | $22.85 | D | 13,634 | D | |
| Common Stock | Mar 16, 2017 | M | 5,206 | $15.80 | A | 18,840 | D | |
| Common StockF2 | Mar 16, 2017 | S | 5,206 | $22.86 | D | 13,634 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $15.80 | Mar 15, 2017 | M | 4,794 | D | Nov 7, 2016 | Nov 7, 2023 | Common Stock | 4,794 | 20,206 | D |
| Employee Stock Option (Right to Buy) | $15.80 | Mar 16, 2017 | M | 5,206 | D | Nov 7, 2016 | Nov 7, 2023 | Common Stock | 5,206 | 15,000 | D |
Explanation of responses
- F1The shares were exercised and sold pursuant to a 10b5-1 Sales Plan.
- F2This transaction was executed in multiple trades at prices ranging from $22.85 to $22.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.