SEC Form 4 · accession 0001209191-16-153971
MARINEMAX INC · HZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hilliard M Eure
Director
Period of report
Dec 5, 2016
Accepted (ET)
Dec 7, 2016 · 5:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001057060
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 5, 2016 | M | 2,500 | $7.17 | A | 14,000 | D | |
| Common StockF2 | Dec 5, 2016 | S | 2,500 | $20.14 | D | 11,500 | D | |
| Common Stock | Dec 5, 2016 | M | 2,500 | $7.23 | A | 14,000 | D | |
| Common StockF3 | Dec 5, 2016 | S | 2,500 | $20.12 | D | 11,500 | D | |
| Common Stock | Dec 5, 2016 | M | 4,000 | $7.00 | A | 15,500 | D | |
| Common Stock | Dec 5, 2016 | S | 4,000 | $20.05 | D | 11,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Options (Right to Buy) | $7.17 | Dec 5, 2016 | M | 2,500 | D | Jun 30, 2009 | Jun 30, 2018 | Common Stock | 2,500 | 0 | D |
| Director Stock Options (Right to Buy) | $7.23 | Dec 5, 2016 | M | 2,500 | D | Sep 30, 2009 | Sep 30, 2018 | Common Stock | 2,500 | 0 | D |
| Director Stock Options (Right to Buy)F4 | $7.00 | Dec 5, 2016 | M | 4,000 | D | — | Dec 8, 2019 | Common Stock | 4,000 | 0 | D |
Explanation of responses
- F1The shares were exercised and sold pursuant to a 10b5-1 Sales Plan.
- F2This transaction was executed in multiple trades at prices ranging from $21.10 to $21.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F3This transaction was executed in multiple trades at prices ranging from $20.05 to $20.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F41/12 of the total number of options granted vest and became exercisable on a monthly basis beginning on the date of grant of December 8, 2009.