SEC Form 4 · accession 0001209191-16-142772
MARINEMAX INC · HZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael H McLamb
Officer — Executive VP, CFO and Sec · Director
Period of report
Sep 23, 2016
Accepted (ET)
Sep 26, 2016 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001057060
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 23, 2016 | M | 10,000 | $7.54 | A | 138,648 | D | |
| Common StockF2 | Sep 23, 2016 | S | 10,000 | $21.10 | D | 128,648 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $7.54 | Sep 23, 2016 | M | 10,000 | D | — | Nov 18, 2020 | Common Stock | 10,000 | 19,000 | D |
Explanation of responses
- F1The shares were exercised and sold pursuant to a 10b5-1 Sales Plan.
- F2This transaction was executed in multiple trades at prices ranging from $21.05 to $21.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F31/36 of the options vested and became exercisable on a monthly basis for a three-year period beginning on November 18, 2010, the initial grant date.