SEC Form 4 · accession 0001209191-16-140591
MARINEMAX INC · HZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael H McLamb
Officer — Executive VP, CFO and Sec · Director
Period of report
Sep 6, 2016
Accepted (ET)
Sep 8, 2016 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001057060
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 6, 2016 | M | 281 | $7.00 | A | 128,929 | D | |
| Common Stock | Sep 6, 2016 | S | 281 | $20.05 | D | 128,648 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $7.00 | Sep 6, 2016 | M | 281 | D | — | Dec 8, 2019 | Common Stock | 281 | 8,221 | D |
Explanation of responses
- F1The shares were exercised and sold pursuant to a 10b5-1 Sales Plan.
- F21/36 of the options vested and became exercisable on a monthly basis for a three-year period beginning on December 8, 2009, the initial grant date.