SEC Form 4 · accession 0001209191-16-134977
MARINEMAX INC · HZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles A Cashman
Officer — EVP Sales, Mkt, Mfg Relations
Period of report
Aug 1, 2016
Accepted (ET)
Aug 2, 2016 · 5:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001057060
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 1, 2016 | M | 500 | $7.48 | A | 11,529 | D | |
| Common StockF3 | Aug 1, 2016 | S | 500 | $20.01 | D | 11,029 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy)F4 | $7.48 | Aug 1, 2016 | M | 500 | D | — | Nov 20, 2022 | Common Stock | 500 | 6,445 | D |
Explanation of responses
- F1The shares were exercised and sold pursuant to a 10b5-1 Sales Plan.
- F2Includes 1,743 shares acquired under the MarineMax Employee Stock Purchase Plan on various dates during Q2 of fiscal 2016.
- F3This transaction was executed in multiple trades at prices ranging from $20.00 to $20.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F41/36 of the options vested and became exercisable on a monthly basis for a three-year period beginning on November 20, 2012, the initial grant date.