SEC Form 4 · accession 0001209191-16-134324
MARINEMAX INC · HZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael H McLamb
Officer — Executive VP, CFO and Sec · Director
Period of report
Jul 26, 2016
Accepted (ET)
Jul 28, 2016 · 5:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001057060
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 26, 2016 | M | 2,537 | $2.81 | A | 131,185 | D | |
| Common StockF2 | Jul 26, 2016 | S | 2,537 | $21.48 | D | 128,648 | D | |
| Common Stock | Jul 28, 2016 | M | 3,800 | $7.00 | A | 132,448 | D | |
| Common StockF3 | Jul 28, 2016 | S | 3,800 | $20.05 | D | 128,648 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $2.81 | Jul 26, 2016 | M | 2,537 | D | Sep 6, 2012 | Nov 20, 2018 | Common Stock | 2,537 | 0 | D |
| Employee Stock Option (Right to Buy)F4 | $7.00 | Jul 28, 2016 | M | 3,800 | D | — | Dec 8, 2019 | Common Stock | 3,800 | 20,200 | D |
Explanation of responses
- F1The shares were exercised and sold pursuant to a 10b5-1 Sales Plan.
- F2This transaction was executed in multiple trades at prices ranging from $21.43 to $21.54. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F3This transaction was executed in multiple trades at prices ranging from $20.05 to $20.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F41/36 of the options vested and became exercisable on a monthly basis for a three-year period beginning on December 8, 2009, the initial grant date.