SEC Form 4 · accession 0001209191-16-134303
MARINEMAX INC · HZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William H McGill Jr.
Officer — President, Chairman and CEO · Director
Period of report
Jul 26, 2016
Accepted (ET)
Jul 28, 2016 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001057060
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jul 26, 2016 | M | 12,496 | $7.54 | A | 260,670 | D | |
| Common Stock | Jul 26, 2016 | S | 12,496 | $21.48 | D | 248,174 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $7.54 | Jul 26, 2016 | M | 12,496 | D | — | Nov 18, 2020 | Common Stock | 12,496 | 33,000 | D |
Explanation of responses
- F1The shares were exercised and sold pursuant to a 10b5-1 Sales Plan.
- F2Includes 1,743 shares acquired under the MarineMax Employee Stock Purchase Plan on various dates during Q2 of fiscal 2016.
- F31/36 of the options vested and became exercisable on a monthly basis for a three-year period beginning on November 18, 2010, the initial grant date.