SEC Form 4 · accession 0001209191-16-116258
MARINEMAX INC · HZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paulee C Day
Officer — EVP & Chief Legal Officer
Period of report
Apr 26, 2016
Accepted (ET)
Apr 28, 2016 · 6:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001057060
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 26, 2016 | M | 334 | $6.10 | A | 12,002 | D | |
| Common StockF2,F3 | Apr 26, 2016 | S | 334 | $20.09 | D | 11,668 | D | |
| Common StockF1 | Apr 27, 2016 | M | 1,181 | $6.10 | A | 12,849 | D | |
| Common StockF2,F4 | Apr 27, 2016 | S | 1,181 | $20.13 | D | 11,668 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5 | $6.10 | Apr 26, 2016 | M | 334 | D | — | Nov 18, 2021 | Common Stock | 334 | 2,816 | D |
| Employee Stock Option (Right to Buy)F5 | $6.10 | Apr 27, 2016 | M | 1,181 | D | — | Nov 18, 2021 | Common Stock | 1,181 | 1,635 | D |
Explanation of responses
- F1The shares were exercised pursuant to a 10b5-1 Sales Plan.
- F2The shares were sold pursuant to a 10b5-1 Sales Plan.
- F3This transaction was executed in multiple trades at prices ranging from $20.05 to $20.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F4This transaction was executed in multiple trades at prices ranging from $20.05 to $20.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F51/36 of the options vested and became exercisable on a monthly basis for a three-year period beginning on November 18, 2011, the initial grant date.