SEC Form 4 · accession 0001209191-16-116254
MARINEMAX INC · HZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William H McGill Jr.
Officer — President, Chairman and CEO · Director
Period of report
Apr 26, 2016
Accepted (ET)
Apr 28, 2016 · 5:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001057060
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 26, 2016 | M | 2,759 | $7.54 | A | 249,190 | D | |
| Common StockF2,F3 | Apr 26, 2016 | S | 2,759 | $20.09 | D | 246,431 | D | |
| Common StockF1 | Apr 27, 2016 | M | 9,745 | $7.54 | A | 256,176 | D | |
| Common StockF2,F4 | Apr 27, 2016 | S | 9,745 | $20.13 | D | 246,431 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5 | $7.54 | Apr 26, 2016 | M | 2,759 | D | — | Nov 18, 2020 | Common Stock | 2,759 | 55,241 | D |
| Employee Stock Option (Right to Buy)F5 | $7.54 | Apr 27, 2016 | M | 9,745 | D | — | Nov 18, 2020 | Common Stock | 9,745 | 45,496 | D |
Explanation of responses
- F1The shares were exercised pursuant to a 10b5-1 Sales Plan.
- F2The shares were sold pursuant to a 10b5-1 Sales Plan.
- F3This transaction was executed in multiple trades at prices ranging from $20.05 to $20.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F4This transaction was executed in multiple trades at prices ranging from $20.05 to $20.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F51/36 of the options vested and became exercisable on a monthly basis for a three-year period beginning on November 18, 2010, the initial grant date.