SEC Form 4 · accession 0001209191-16-110046
MARINEMAX INC · HZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William H McGill Jr.
Officer — President, Chairman and CEO · Director
Period of report
Mar 18, 2016
Accepted (ET)
Mar 22, 2016 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001057060
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 18, 2016 | M | 5,730 | $2.81 | A | 252,161 | D | |
| Common StockF2,F3 | Mar 18, 2016 | S | 5,730 | $19.06 | D | 246,431 | D | |
| Common StockF1 | Mar 21, 2016 | M | 8,100 | $2.81 | A | 254,531 | D | |
| Common StockF2,F4 | Mar 21, 2016 | S | 8,100 | $19.22 | D | 246,431 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $2.81 | Mar 18, 2016 | M | 5,730 | D | Sep 6, 2012 | Nov 20, 2018 | Common Stock | 5,730 | 8,100 | D |
| Employee Stock Option (Right to Buy) | $2.81 | Mar 21, 2016 | M | 8,100 | D | Sep 6, 2012 | Nov 20, 2018 | Common Stock | 8,100 | 0 | D |
Explanation of responses
- F1The shares were exercised pursuant to a 10b5-1 Sales Plan.
- F2The shares were sold pursuant to a 10b5-1 Sales Plan.
- F3This transaction was executed in multiple trades at prices ranging from $19.05 to $19.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F4This transaction was executed in multiple trades at prices ranging from $19.15 to $19.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.