SEC Form 4 · accession 0001209191-15-053969
MARINEMAX INC · HZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paulee C Day
Officer — VP and General Counsel
Period of report
Jun 12, 2015
Accepted (ET)
Jun 16, 2015 · 6:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001057060
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF2 | Jun 12, 2015 | M | 5,000 | $6.10 | A | 15,521 | D | |
| Common stock | Jun 12, 2015 | S | 5,000 | $25.00 | D | 10,521 | D | |
| Common stock | Jun 15, 2015 | M | 500 | $6.10 | A | 11,021 | D | |
| Common stockF3 | Jun 15, 2015 | S | 500 | $26.01 | D | 10,521 | D | |
| Common stock | Jun 16, 2015 | M | 1,200 | $6.10 | A | 11,721 | D | |
| Common stockF4 | Jun 16, 2015 | S | 1,200 | $26.03 | D | 10,521 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5 | $6.10 | Jun 12, 2015 | M | 5,000 | D | — | Nov 18, 2021 | Common Stock | 5,000 | 5,000 | D |
| Employee Stock Option (Right to Buy)F5 | $6.10 | Jun 15, 2015 | M | 500 | D | — | Nov 18, 2021 | Common Stock | 500 | 4,500 | D |
| Employee Stock Option (Right to Buy)F5 | $6.10 | Jun 16, 2015 | M | 1,200 | D | — | Nov 18, 2021 | Common Stock | 1,200 | 3,300 | D |
Explanation of responses
- F1The shares were exercised and sole pursuant to a 10b5-1 Sales Plan.
- F2Includes 1,391 shares acquired under the MarineMax Employee Stock Purchase Plan on various dates during Q3 of fiscal 2015.
- F3This transaction was executed in multiple trades at prices ranging from $26.00 to $26.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F4This transaction was executed in multiple trades at prices ranging from $26.00 to $26.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F51/36 of the total number of options granted vested and became exercisable on a monthly basis for a three-year period beginning on the date of grant of November 18, 2011.