SEC Form 4 · accession 0001200876-15-000028
MARINEMAX INC · HZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony E. Cassella Jr.
Officer — Chief Accounting Officer
Period of report
Feb 3, 2015
Accepted (ET)
Feb 5, 2015 · 6:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001057060
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 3, 2015 | M | 3,674 | $7.48 | A | 3,769 | D | |
| Common Stock | Feb 3, 2015 | S | 3,674 | $27.50 | D | 95 | D | |
| Common Stock | Feb 4, 2015 | M | 1,326 | $7.48 | A | 1,421 | D | |
| Common Stock | Feb 4, 2015 | M | 834 | $6.10 | A | 2,255 | D | |
| Common Stock | Feb 4, 2015 | S | 2,160 | $27.50 | D | 95 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $7.48 | Feb 3, 2015 | M | 3,674 | D | — | Nov 20, 2022 | Common Stock | 3,674 | 8,825 | D |
| Employee Stock Option (Right to Buy)F2 | $7.48 | Feb 4, 2015 | M | 1,326 | D | — | Nov 20, 2022 | Common Stock | 1,326 | 7,499 | D |
| Employee Stock Option (Right to Buy)F3 | $6.10 | Feb 4, 2015 | M | 834 | D | — | Nov 18, 2021 | Common Stock | 834 | 0 | D |
Explanation of responses
- F1The shares were exercised and sold pursuant to a 10b5-1 Sales Plan.
- F21/36 of the total number of options granted vest and become exercisable on a monthly basis for a three-year period beginning on November 20, 2012 the grant date.
- F31/36 of the total number of options granted vested and became exercisable on a monthly basis for a three-year period beginning on November 18, 2011 the grant date.