SEC Form 4 · accession 0001200876-15-000026
MARINEMAX INC · HZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Charles A Cashman
Director
Period of report
Feb 3, 2015
Accepted (ET)
Feb 5, 2015 · 5:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001057060
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 3, 2015 | M | 7,500 | $6.10 | A | 144,162 | D | |
| Common StockF2 | Feb 3, 2015 | S | 7,500 | $27.27 | D | 6,662 | D | |
| Common Stock | Feb 3, 2015 | M | 8,055 | $7.48 | A | 14,717 | D | |
| Common StockF3 | Feb 3, 2015 | S | 8,055 | $27.22 | D | 6,662 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $6.10 | Feb 3, 2015 | M | 7,500 | D | — | Nov 18, 2021 | Common Stock | 7,500 | 0 | D |
| Employee Stock Option (Right to Buy)F5 | $7.48 | Feb 3, 2015 | M | 8,055 | D | — | Nov 20, 2022 | Common Stock | 8,055 | 16,945 | D |
Explanation of responses
- F1The shares were sold pursuant to a 10b5-1 Sales Plan.
- F2This transaction was executed in multiple trades at prices ranging from $27.15 to $27.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F3This transaction was executed in multiple trades at prices ranging from $27.15 to $27.34. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F41/36 of the total number of options granted vested and became exercisable on a monthly basis for a three-year period beginning on November 18, 2011.
- F51/36 of the total number of options granted vest and become exercisable on a monthly basis for a three-year period beginning on November 20, 2012.