SEC Form 4 · accession 0001200876-15-000024
MARINEMAX INC · HZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael H McLamb
Officer — Executive VP, CFO, and Sec · Director
Period of report
Jan 29, 2015
Accepted (ET)
Feb 2, 2015 · 6:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001057060
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 29, 2015 | M | 25,000 | $2.81 | A | 152,102 | D | |
| Common StockF2 | Jan 29, 2015 | S | 5,000 | $25.06 | D | 147,102 | D | |
| Common StockF3 | Jan 29, 2015 | S | 20,000 | $23.96 | D | 127,102 | D | |
| Common Stock | Feb 2, 2015 | M | 7,500 | $2.81 | A | 134,602 | D | |
| Common StockF4 | Feb 2, 2015 | S | 7,500 | $27.19 | D | 127,102 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5 | $2.81 | Jan 29, 2015 | M | 25,000 | D | — | Nov 20, 2018 | Common Stock | 25,000 | 0 | D |
| Employee Stock Option (Right to Buy) | $2.81 | Feb 2, 2015 | M | 7,500 | D | Sep 6, 2012 | Nov 20, 2018 | Common Stock | 7,500 | 10,000 | D |
Explanation of responses
- F1The shares were sold pursuant to a 10b5-1 Sales Plan.
- F2This transaction was executed in multiple trades at prices ranging from $25.05 to $25.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F3This transaction was executed in multiple trades at prices ranging from $23.85 to $24.06. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F4This transaction was executed in multiple trades at prices ranging from $27.10 to $27.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F51/36 of the total number of options granted vested and became exercisable on a monthly basis for a three-year period beginning on November 20, 2008.