SEC Form 4 · accession 0001200876-15-000023
MARINEMAX INC · HZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Brett McGill
Officer — Vice President West Operations
Period of report
Feb 2, 2015
Accepted (ET)
Feb 2, 2015 · 6:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001057060
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 2, 2015 | M | 1,945 | $6.10 | A | 7,757 | D | |
| Common Stock | Feb 2, 2015 | M | 5,000 | $7.48 | A | 12,757 | D | |
| Common Stock | Feb 2, 2015 | S | 1,945 | $26.50 | D | 10,812 | D | |
| Common StockF2 | Feb 2, 2015 | S | 5,000 | $26.53 | D | 5,812 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $6.10 | Feb 2, 2015 | M | 1,945 | D | — | Nov 18, 2021 | Common Stock | 1,945 | 0 | D |
| Employee Stock Option (Right to Buy)F4 | $7.48 | Feb 2, 2015 | M | 5,000 | D | — | Nov 20, 2022 | Common Stock | 5,000 | 20,000 | D |
Explanation of responses
- F1The shares were exercised and sold pursuant to a 10b5-1 Sales Plan.
- F2This transaction was executed in multiple trades at prices ranging from $26.50 to $26.63. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F31/36 of the total number of options granted vested and became exercisable on a monthly basis for a three-year period beginning on November 18, 2011 the grant date.
- F41/36 of the total number of options granted vest and become exercisable on a monthly basis for a three-year period beginning on November 20, 2012 the grant date.