SEC Form 4 · accession 0001200876-15-000020
MARINEMAX INC · HZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William H McGill Jr.
Officer — President, Chairman and CEO · Director
Period of report
Jan 13, 2015
Accepted (ET)
Jan 15, 2015 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001057060
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 13, 2015 | S | 1,750 | $21.00 | D | 266,990 | D | |
| Common Stock | Jan 13, 2015 | M | 3,481 | $7.00 | A | 270,471 | D | |
| Common StockF3 | Jan 13, 2015 | S | 3,481 | $21.02 | D | 266,990 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $7.00 | Jan 13, 2015 | M | 3,481 | D | — | Dec 8, 2019 | Common Stock | 3,481 | 60,119 | D |
Explanation of responses
- F1These shares, owned by the reporting person's spouse, were previously reported as directly held by the reporting person and were sold pursuant to the reporting person's spouse's 10b5-1 Sales Plan.
- F2The shares were exercised and sold pursuant to a 10b5-1 Sales Plan.
- F3This transaction was executed in multiple trades at prices ranging from $21.00 to $21.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F41/36 of the total number of options granted vested and became exercisable on a monthly basis for a three-year period beginning on December 8, 2009 the grant date.