SEC Form 4 · accession 0001057058-16-000038
Waste Connections US, Inc. · WCN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Worthing Jackman
Officer — EVP & CFO
Period of report
Feb 12, 2016
Accepted (ET)
Feb 16, 2016 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001057058
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 12, 2016 | A | 17,636 | $0.00 | A | 121,211 | D | |
| Common StockF2 | Feb 13, 2016 | F | 1,206 | $60.01 | D | 120,005 | D | |
| Common StockF2 | Feb 13, 2016 | F | 1,206 | $60.01 | D | 118,799 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Settlement of performance-based restricted stock units granted in February 2015 with a one-year performance-based metric that was met. These shares vest in four equal installments beginning February 12, 2016.
- F2Represents shares withheld by the Company from an award of restricted stock units in satisfaction of the applicable withholding taxes due as a result of the vesting of those restricted stock units through an automatic share withholding procedure. Pursuant to this procedure, the Company withholds as the units vest a portion of the vested shares issuable under the award with a fair market value (measured as of the vesting date) equal to the amount of such withholding taxes.