SEC Form 4 · accession 0001437749-26-029397
PEOPLES FINANCIAL SERVICES CORP. · PFIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy Kirtley
Officer — EVP/CHIEF RISK OFFICER
Period of report
Aug 29, 2026
Accepted (ET)
Sep 1, 2026 · 3:39 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001056943
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 29, 2026 | M | 668 | — | A | 6,884 | D | |
| Common StockF2 | Aug 29, 2026 | F | 190 | $69.63 | D | 6,694 | D | |
| Common Stock | holding | — | — | — | 240 | I | PSBT 401 (k) Profit Sharing Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF5,F3,F4 | — | Aug 29, 2026 | M | 668 | D | — | — | Common Stock | 668 | 2,664 | D |
| Restricted Stock UnitsF7,F3,F6 | — | holding | — | — | — | — | — | Common Stock | 281 | 545 | D |
| Restricted Stock UnitsF3,F8 | — | holding | — | — | — | — | — | Common Stock | 662 | 662 | D |
Explanation of responses
- F1Restricted Stock units (RSUs) convert into common stock on a one-for-one basis.
- F2This amount includes 164 shares of time based restricted common stock solely owned by Mr. Kirtley and 6,530 shares solely owned by Mr. Kirtley.
- F3Each RSU represents a contingent right to receive one share of PFIS common stock.
- F4On 8/29/2025, Mr. Kirtley was granted 3,332 RSUs vesting in five annual installments beginning 8/29/2026.
- F5668 RSUs vested on 8/29/2026 leaving 666 RSUs to vest each year on 8/29/2027, 8/29/2028, 8/29/2029, and 8/29/2030.
- F6On 3/28/2025, Mr. Kirtley was granted 826 RSUs vesting in three annual installments beginning 3/11/2026.
- F7281 RSUs vested on 3/11/2026 leaving 273 RSUs to vest on 3/11/2027 and 272 RSUs to vest on 3/11/2028.
- F8On 6/26/2026, Mr. Kirtley was granted 662 RSUs vesting in three annual installments beginning 6/26/2027.