SEC Form 4 · accession 0001437749-26-022108
PEOPLES FINANCIAL SERVICES CORP. · PFIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neal D Koplin
Officer — SR EVP/CHIEF BANKING OFFICER
Period of report
Jun 26, 2026
Accepted (ET)
Jun 30, 2026 · 11:25 am EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001056943
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 10,535 | D | ||
| Common Stock | holding | — | — | — | 435 | I | IRA | |
| Common Stock | holding | — | — | — | 409 | I | PSBT 401(k) Profit Sharing Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F5 | — | Jun 26, 2026 | A | 773 | A | — | — | Common Stock | 773 | 773 | D |
| Restricted Stock UnitsF4,F2,F3 | — | holding | — | — | — | — | — | Common Stock | 323 | 627 | D |
Explanation of responses
- F1This amount includes 183 shares of time-based restricted common stock and 10351.893 shares solely owned by Mr. Koplin which includes 119.577 shares acquired on 3/13/2026 under the Issuer's Dividend Reinvestment and Stock Purchase Plan (DRP) and 102.105 DRP shares acquired on 6/15/2026.
- F2Each restricted stock unit (RSU) represents a contingent right to receive one share of PFIS common stock.
- F3On 3/28/2025, Mr. Koplin was granted 950 RSUs vesting in three annual installments beginning 3/11/2026.
- F4323 RSUs vested on 3/11/2026 leaving 314 RSUs to vest on 3/11/2027 and 313 RSUs to vest on 3/11/2028.
- F5On 6/26/2026, Mr. Koplin was granted 773 RSUs vesting in three annual installments beginning 3/11/2026.