SEC Form 4 · accession 0001437749-26-022106
PEOPLES FINANCIAL SERVICES CORP. · PFIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary Griffin Cummings
Officer — EVP/GENERAL COUNSEL
Period of report
Jun 26, 2026
Accepted (ET)
Jun 30, 2026 · 11:22 am EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001056943
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 6,780 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F5 | — | Jun 26, 2026 | A | 661 | A | — | — | Common Stock | 661 | 661 | D |
| Restricted Stock UnitsF4,F2,F3 | — | holding | — | — | — | — | — | Common Stock | 246 | 477 | D |
Explanation of responses
- F1This amount includes 657 shares of time based restricted common stock and 6,123 shares owned by Ms. Cummings.
- F2Each restricted stock unit (RSU) represents a contingent right to receive one share of PFIS common stock.
- F3On 3/28/2025, Ms. Cummings was granted 723 RSUs vesting in three annual installments.
- F4246 RSUs vested on 3/11/2026 leaving 239 RSUs to vest on 3/11/2027 and 238 RSUs to vest on 3/11/2028.
- F5On 6/26/2026, Ms. Cummings was granted 661 RSUs vesting in three annual installments beginning 6/26/2027.