SEC Form 4 · accession 0001437749-26-022104
PEOPLES FINANCIAL SERVICES CORP. · PFIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Bone Jr.
Officer — EVP/CHIEF FINANCIAL OFFICER
Period of report
Jun 26, 2026
Accepted (ET)
Jun 30, 2026 · 11:21 am EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001056943
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 10,800 | D | ||
| Common StockF2 | holding | — | — | — | 163 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F6 | — | Jun 26, 2026 | A | 793 | A | — | — | Common Stock | 793 | 793 | D |
| Restricted Stock UnitsF5,F3,F4 | — | holding | — | — | — | — | — | Common Stock | 317 | 615 | D |
Explanation of responses
- F1This amount includes 846 shares of time-based restricted common stock solely owned by Mr. Bone; 8,983 shares held jointly with his spouse; 890 shares co-owned with Mr. Bone's father and siblings; and 80.6234 shares owned solely by Mr. Bone which includes 0.932 shares acquired 3/13/2026 under the Issuer's Dividend Reinvestment and Stock Purchase Plan (DRP) and 0.781 DRP shares acquired on 6/15/2026.
- F2This amount includes 1.8830 DRP shares acquired by Mr. Bone's spouse on 3/13/2026 and 1.578 DRP shares acquired on 6/15/2026.
- F3Each restricted stock unit (RSU) represents a contingent right to receive one share of PFIS common stock.
- F4On 3/28/2025, Mr. Bone was granted 932 RSUs vesting in three annual installments beginning 3/11/2026.
- F5317 RSUs vested on 3/11/2026 leaving 308 RSUs to vest on 3/11/2027 and 307 RSUs to vest on 3/11/2028.
- F6On 6/26/2026, Mr. Bone was granted 793 RSUs vesting in three annual installments beginning 6/26/2027.