SEC Form 4 · accession 0001437749-26-022103
PEOPLES FINANCIAL SERVICES CORP. · PFIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R Anderson III
Officer — EVP/CHIEF OPERATING OFFICER
Period of report
Jun 26, 2026
Accepted (ET)
Jun 30, 2026 · 11:20 am EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001056943
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 6,551 | D | ||
| Common Stock | holding | — | — | — | 1,880 | I | PSBT 401(k) Profit Sharing Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F5 | — | Jun 26, 2026 | A | 673 | A | — | — | Common Stock | 673 | 673 | D |
| Restricted Stock UnitsF4,F2,F3 | — | holding | — | — | — | — | — | Common Stock | 295 | 571 | D |
Explanation of responses
- F1This amount includes 167 shares of time-based restricted common stock and 6,344.378 shares solely owned by Mr. Anderson which includes 73.053 shares acquired on 3/13/2026 under the Issuer's Dividend Reinvestment Stock Purchase Plan (DRP) and 62.577 DRP shares acquired on 6/15/2026, and 40 shares held jointly with his spouse.
- F2Each restricted stock unit (RSU) represents a contingent right to receive one share of PFIS common stock.
- F3On 3/28/2025, Mr. Anderson was granted 866 RSUs vesting in three annual installments beginning 3/11/2026.
- F4295 RSUs vested on 3/11/2026 leaving 286 RSUs to vest on 3/11/2027 and 285 RSUs to vest on 3/11/2028.
- F5On 6/26/2026, Mr. Anderson was granted 673 RSUs vesting in three annual installments beginning 6/26/2027.