SEC Form 4 · accession 0001056943-19-000016
PEOPLES FINANCIAL SERVICES CORP. · PFIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Ferretti
Officer — Co-Chief Lending Officer
Period of report
Mar 8, 2019
Accepted (ET)
Mar 12, 2019 · 9:23 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056943
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 8, 2019 | S | 100 | $42.0191 | D | 5 | D | |
| Common Stock | holding | — | — | — | 317 | I | PSBT Employee Stock Ownership Plan | |
| Common Stock | holding | — | — | — | 2,997 | I | 401(k) Plan | |
| Common StockF1 | holding | — | — | — | 324 | I | Restricted Stock Award, Grant date 4/11/18 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Stock award vests in 3 equal tranches beginning April 11, 2019.