SEC Form 5 · accession 0001056943-19-000008
PEOPLES FINANCIAL SERVICES CORP. · PFIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael L Jake
Officer — EVP, Chief Risk Officer
Period of report
Dec 31, 2018
Accepted (ET)
Feb 12, 2019 · 9:38 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056943
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2018 | J | 76 | $0.00 | A | 521 | I | PSBT Employee Stock Ownership Plan |
| Common StockF2 | holding | — | — | — | 1,791 | D | ||
| Common StockF3 | holding | — | — | — | 342 | I | Restricted Stock Award, Grant date 6/30/17 | |
| Common StockF4 | holding | — | — | — | 308 | I | Restricted Stock Award, Grant date 4/11/18 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents an allocation of shares under the Issuer's Employee Stock Ownership Plan.
- F2Balance includes adjustment for an aggregate of 58.914 shares acquired by the reporting person through dividend reinvestment under the Issuer's Dividend Reinvestment and Stock Purchase Plan.
- F3Shares vest in 3 equal tranches beginning March 13, 2018.
- F4Shares vest in 3 equal tranches beginning April 11, 2019.