SEC Form 5 · accession 0001056943-19-000003
PEOPLES FINANCIAL SERVICES CORP. · PFIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James B Nicholas
Director
Period of report
Dec 31, 2018
Accepted (ET)
Feb 4, 2019 · 3:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056943
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 21,115 | D | ||
| Common StockF2 | holding | — | — | — | 2,131 | I | IRA | |
| Common StockF3 | holding | — | — | — | 1,452 | I | Spouse | |
| Common StockF4 | holding | — | — | — | 1,334 | I | Spouse IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Balance includes adjustment for an aggregate of 289.633 shares acquired by the reporting person through dividend reinvestment under the Issuer's Dividend Reinvestment and stock Purchase Plan.
- F2Balance includes adjustment for an aggregate of 59.44 shares acquired by the reporting person through dividend reinvestment under the Issuer's Dividend Reinvestment and stock Purchase Plan.
- F3Balance includes adjustment for an aggregate of 40.493 shares acquired by the reporting person's spouse through dividend reinvestment under the Issuer's Dividend Reinvestment and Stock Purchase Plan.
- F4Balance includes adjustment for an aggregate of 37.193 shares acquired by the reporting person's spouse through dividend reinvestment under the issuer's Dividend Reinvestment and Stock Purchase Plan.