SEC Form 4 · accession 0001056943-18-000025
PEOPLES FINANCIAL SERVICES CORP. · PFIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas P Tulaney
Officer — Sr EVP,Chief Operating Officer
Period of report
Oct 26, 2018
Accepted (ET)
Oct 26, 2018 · 11:43 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056943
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 26, 2018 | P | 8,000 | $41.00 | A | 13,193 | I | IRA |
| Common Stock | holding | — | — | — | 9,678 | D | ||
| Common StockF1 | holding | — | — | — | 461 | I | Restricted Stock Award,Grant date 3/13/2017 | |
| Common StockF2 | holding | — | — | — | 510 | I | Restricted Stock Award,Grant date 4/11/2018 | |
| Common Stock | holding | — | — | — | 526 | I | PSBT Employee Stock Ownership Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares vest in 3 equal tranches beginning March 13, 2018.
- F2Shares vest in 3 equal tranches beginning April 11, 2019.