SEC Form 5 · accession 0001056943-18-000013
PEOPLES FINANCIAL SERVICES CORP. · PFIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neal D Koplin
Officer — EVP, Lehigh Valley Div Head
Period of report
Dec 31, 2017
Accepted (ET)
Feb 13, 2018 · 9:17 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056943
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2017 | J | 61 | $0.00 | A | 130 | I | PSB&T Employee Stock Ownership Plan |
| Common Stock | holding | — | — | — | 400 | I | IRA | |
| Common StockF2 | holding | — | — | — | 448 | I | Restricted Stock Award |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents an allocation of shares under the Issuer's Employee Stock Ownership Plan.
- F2Shares vest in three equal tranches beginning March 13, 2018.