SEC Form 5 · accession 0001056943-18-000011
PEOPLES FINANCIAL SERVICES CORP. · PFIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas P Tulaney
Officer — EVP, Chief Operating Officer
Period of report
Dec 31, 2017
Accepted (ET)
Feb 9, 2018 · 12:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056943
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2017 | J | 71 | $0.00 | A | 526 | I | PSB&T Employee Stock Ownership Plan |
| Common Stock | holding | — | — | — | 9,678 | D | ||
| Common StockF2 | holding | — | — | — | 5,193 | I | IRA | |
| Common StockF3 | holding | — | — | — | 461 | I | Restricted Stock Award |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents an allocation of shares under the Issuer's Employee Stock Ownership Plan.
- F2Balance includes adjustment for an aggregate of 148.263 shares acquired by the reporting person through dividend reinvestment under the Issuer's Dividend Reinvestment and Stock Purchase Plan.
- F3Shares vest in three equal tranches beginning March 18, 2018.