SEC Form 5 · accession 0001056943-18-000007
PEOPLES FINANCIAL SERVICES CORP. · PFIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Ferretti
Officer — Co-Chief Lending Officer
Period of report
Dec 31, 2017
Accepted (ET)
Feb 8, 2018 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056943
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2017 | J | 52 | $0.00 | A | 244 | I | PSB&T Employee Stock Ownership Plan |
| Common Stock | holding | — | — | — | 100 | D | ||
| Common Stock | holding | — | — | — | 2,997 | I | 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents an allocation of shares under the Issuer's Employee Stock Ownership Plan.