SEC Form 4 · accession 0001056943-17-000023
PEOPLES FINANCIAL SERVICES CORP. · PFIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard S Lochen Jr.
Director
Period of report
Jul 28, 2017
Accepted (ET)
Jul 31, 2017 · 3:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056943
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 28, 2017 | P | 192 | $43.50 | A | 2,182 | I | IRA |
| Common Stock | holding | — | — | — | 7,537 | D | ||
| Common Stock | holding | — | — | — | 124 | I | As Custodian for Child under the UTMA/PA | |
| Common Stock | holding | — | — | — | 124 | I | As Custodian for Child under the UTMA/PA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Since the date of the reporting person's last report, 925 shares previously owned through the 401(k) plan were rolled over into a self-directed IRA.